Chinanews.com, July 12. According to the news on the WeChat public account of the "Beijing Stock Exchange" on the 12th, the Beijing Stock Exchange imposed disciplinary sanctions on a listed company for the first time.
Recently, Yunnan Bio-Valley Pharmaceutical Co., Ltd. (hereinafter referred to as Bio-Valley, the company), a company listed on the Beijing Stock Exchange, has violated regulations such as capital occupation and non-disclosure of major events. The specific circumstances are: From August 2021 to March 2022, the company The controlling shareholder Shenzhen Jinshajiang Investment Co., Ltd. (hereinafter referred to as "Jinshajiang") has occupied a total of 356 million yuan of the company's funds through the listed company's endorsement of bank acceptance bills to third parties and entrusted third-party financial management, and the maximum daily occupied balance is 277 million yuan. .
On November 5, 2021, the accumulated wealth management amount entrusted by the company to Yinfengtai Fund Management Co., Ltd. met the information disclosure requirements. The company failed to perform its information disclosure obligations in a timely manner as required, and the subsequent purchase of wealth management behavior was not disclosed.
In response to the aforementioned facts of capital occupation, Jinshajiang and its actual controller, Lin Yanhe, promised that Jinshajiang would return all the occupied funds and capital income before June 30, 2022, and Lin Yanhe, the actual controller of the company, promised to provide a joint liability guarantee until 2022. On June 30, 2008, the above commitment to return the funds was not fully fulfilled.
Regarding the aforementioned violations of the company, the sponsor and sponsor representatives failed to effectively urge the company to establish a sound and effective information disclosure system and fulfill its information disclosure obligations during the continuous supervision and guidance period, failed to report major events to the Exchange in a timely manner and issued a risk warning announcement. The issuance of the verification report was untrue and inaccurate, and it failed to faithfully and diligently perform its continuous supervision duties.
The Beijing Stock Exchange took the above-mentioned violations seriously, and gave the controlling shareholder Jinsha Jiang and the company's actual controller, the then chairman and general manager Lin Yanhe disciplinary sanctions of public condemnation; congratulations to Bio Valley and the then chief financial officer and secretary of the board of directors. Yuan notified the disciplinary action for criticism; gave sponsor representatives Liang Liqun and Zhang Jian the disciplinary action for the criticism, and took self-regulatory measures of issuing warning letters to Huarong Securities Co., Ltd.
(Zhongxin Finance)