The China Securities Regulatory Commission insists on "zero tolerance" law enforcement and focuses on dealing with multiple employees' illegal stock trading. The commission relies on criminal accountability, administrative penalties, administrative supervision measures, and internal accountability to carry out three-dimensional punishments.
From 2019 to 2023, a total of 67 cases of illegal stock Trading by employees were investigated and administrative penalties were imposed on 139 people. The Commission pointed out that in the next step, it will continue to strengthen institutional supervision, behavioral supervision, functional supervision, penetrating supervision, and continuous supervision.