China News Service, November 26th (China News Finance reporter Xie Yiguan) On the evening of November 24th, Huayang Lianzhong issued an announcement that Su Tong, the company’s actual controller and chairman, and Yang Ning, deputy general manager, received the certificate from the Securities Regulatory Commission on November 22nd. The "Notification of Case Filing" will be issued.

  A reporter from Zhongxin Finance and Economics noticed that this is the fifth chairman of a listed company who "has an accident" this week.

Behind the intensive "accidents" of the chairman of the listed company, what did they do?

The chairman of five listed companies "

accidentally

" within a week

  According to Huayang Lianzhong, the reason why the two were filed for investigation was suspected of manipulating the securities market.

Affected by this news, on November 25, the shares of Huayang Lianzhong fell by the limit at the opening.

Screenshot of Huayang Lianzhong's announcement.

  Before Huayang Lianzhong, the chairman of four listed companies had "accidents" this week.

  On the evening of November 23, Mengjie Co., Ltd. issued an announcement. The company and its chairman Jiang Tianwu, vice chairman Li Jing, director Li Jianwei, director and board secretary Li Jun, and shareholder Zhang Aichun were filed by the China Securities Regulatory Commission for alleged violations of information disclosure laws and regulations.

  Prior to this, Mengjie shares and related parties were punished by the Shenzhen Stock Exchange for criticism due to violations of performance forecasts, capital occupation of controlling shareholders and other related parties, and illegal provision of financial assistance.

  Haozhi Electromechanical Co., Ltd., which was deeply involved in the "Ye Fei Whistleblower" incident last year, issued an announcement on the evening of the 22nd. Tang Lijun, the company's chairman, received the "Notification of Case Filing" from the China Securities Regulatory Commission on November 22, and Haozhi Electromechanical was put on file for suspected insider trading of shares. .

  It is worth mentioning that in September 2021, Haozhi Electromechanical's actual controller and vice chairman Tang Xiuqing (brother of Tang Lijun) and company director Xiao Yonglin received the "Notification of Case Filing" from the China Securities Regulatory Commission for allegedly manipulating the securities market.

  According to the announcement of Hongya CNC, on November 22, Li Maohong, one of the actual controllers and chairman of Hongya CNC, and Liu Yuhua, one of the actual controllers and directors, also received the "Notification of Case Filing" from the China Securities Regulatory Commission. The stock of a listed company with A shares was registered.

  It is reported that Li Maohong and Liu Yuhua, the actual controllers of Hongya CNC, have a lot of overlap with Tang Xiuqing, the actual controller of Haozhi Electromechanical. All three are the original shareholders of Deen Precision, and there are other cross-investments.

This connection also sparked market speculation.

  On the evening of the 21st, Enjie Co., Ltd., a leading lithium battery separator company with a market value of 100 billion yuan, issued an announcement. Relevant matters have been placed under residential surveillance at a designated location by the public security organ, and further investigation is pending.

  The "2022 Hurun Rich List" shows that Li Xiaoming's family is the richest man in Yunnan with a wealth of 44 billion yuan, and Li Xiaohua's family ranks second among entrepreneurs in Yunnan with a wealth of 32.5 billion yuan.

  From Enjie shares to Huayang Lianzhong, the reporter combed and found that the chairman of five listed companies has been investigated or placed under residential surveillance this week.

If Lu Jianming, the chairman of Tongce Medical, who was disclosed on the 18th and was filed for alleged violations of information disclosure laws and regulations, six listed company chairmans had "accidents" within seven days.

  Although a number of listed companies disclosed relevant information, they stated that they would not have any impact on the company's normal business activities or that the company's current production and operation are normal, but the reporter noticed that after the announcement, the stock prices of the six listed companies all fell. , The stock price of Hongya CNC directly fell to the limit.

Enjie stock price chart.

"Let those who do bad things pay a heavy price"

  Judging from the disclosure of listed companies, the chairman of Tongce Medical and Mengjie Co., Ltd. was put on file for violating the rules of letter disclosure, the chairman of Haozhi Electromechanical and Hongya CNC was suspected of insider trading, and the chairman of Huayang Lianzhong was suspected of manipulating the securities market.

  "These three types are the three major 'psoriasis' in the A-share market, and they have been banned repeatedly." Dong Dengxin, director of the Finance and Securities Research Institute of Wuhan University of Science and Technology, told the reporter of Zhongxin Finance. If these three "psoriasis" cannot be completely eradicated, then our investors It is more difficult to protect the legitimate rights and interests of small and medium-sized retail investors.

  "Therefore, we must abide by the law and enforce the law strictly and efficiently." Dong Dengxin said that the implementation of the new Securities Law and the Criminal Law Amendment (Eleventh) will also test the regulatory capabilities and regulatory levels of relevant departments to a certain extent. and regulatory efficiency.

  In recent years, the national level has also made securities violations and crimes the focus of supervision, and clearly released a "zero tolerance" signal to the market.

  In July 2021, the General Office of the Central Committee of the Communist Party of China and the General Office of the State Council issued the "Opinions on Strictly Cracking down on Securities Illegal Activities in accordance with the Law", which mentioned that fraudulent issuance, false statements, market manipulation, insider trading, Major illegal cases such as using undisclosed information to trade and fabricating and disseminating false information.

Increase the accountability of the controlling shareholders, actual controllers, directors, supervisors, senior managers and other responsible persons of securities issuers for their securities violations.

  On the 21st, Yi Huiman, chairman of the China Securities Regulatory Commission, stated at the 2022 Financial Street Forum Annual Meeting that for securities violations and criminal activities, the common practice in international mature markets is to impose severe penalties and harsh laws, which will make those who do bad things pay a heavy price. 

  Yi Huiman said that we have given full play to the institutional and governance advantages of socialism with Chinese characteristics, and built a capital market legal system and securities law enforcement and judicial system with Chinese characteristics.

In particular, the Central Office and the State Office issued the "Opinions on Strictly Cracking down on Securities Illegal Activities According to the Law", and the new Securities Law and the Criminal Law Amendment (Eleventh) have been implemented one after another. The long-standing low cost of illegal activities has been fundamentally reversed, and "zero tolerance "Three-dimensional law enforcement deterrence has been significantly enhanced, and the market ecology has improved significantly.

(Finish)