The U.S. Securities and Exchange Commission and others have accused 11 financial institutions, including major financial giant Goldman Sachs and local subsidiaries of Nomura Holdings in Japan, of failing to record business transactions between employees. announced that it will impose a fine of approximately 260 billion yen.
This was announced by the U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission on the 27th.
According to it, 11 financial institutions, including Goldman Sachs, a major US financial company, and a local subsidiary of Nomura Holdings in Japan, said that employees exchanged business with each other using personal mobile phone apps, etc., and recorded such transactions. It means that you neglected to save the .
For this reason, these financial institutions will be fined a total of more than $ 1.8 billion, or about 260 billion yen in Japanese yen.
Among them, the fine imposed on Nomura Holdings' local subsidiary is 100 million dollars, which is about 14 billion yen in Japanese yen.
Securities and Exchange Commission Chairman Gensler said, ``As technology changes, it's becoming increasingly important that business interactions are conducted properly through formal channels.''
Nomura HD "Withholds comment"
Regarding the US Securities and Exchange Commission's announcement that it would impose fines on the local subsidiary of Nomura Holdings, a major securities company, Nomura Holdings said, "We will refrain from commenting on this matter."