The Disciplinary Inspection and Supervision Team of the China Securities Regulatory Commission is based on its functions and responsibilities to strengthen supervision and promote the strengthening of securities supervision and law enforcement
Affected by various factors such as the epidemic, the current operation of the capital market is facing many uncertainties, and there is great pressure on stable operation.
In order to maintain the healthy and stable development of the economy and finance, the Disciplinary Inspection and Supervision Team of the Central Commission for Discipline Inspection and the State Supervision Commission of the China Securities Regulatory Commission, based on its functions and responsibilities, continues to strengthen political supervision, promote the strengthening of securities supervision and law enforcement with strong supervision, and effectively prevent and resolve capital market risks.
This year's government work report lists the full implementation of the stock issuance registration system as one of the tasks for 2022.
In order to ensure the smooth progress of the reform, the discipline inspection and supervision team stationed at the CSRC will focus on supervising the performance of supervisory responsibilities by the CSRC Party Committee and the Shanghai and Shenzhen Stock Exchange Party Committees. inspect on the spot.
In view of the weak links found in daily supervision, we will submit written supervision opinions to the Party Committee of the China Securities Regulatory Commission and the Party Committee of the Shanghai and Shenzhen Stock Exchanges, urging the market to be well controlled and resolutely prevent the disorderly expansion of capital.
On the basis of in-depth research and judgment on the factors affecting the stable operation of the capital market, the discipline inspection and supervision team stationed at the CSRC strengthened early warning supervision and reminders, communicated and reminded regularly with the CSRC party committee and members of the team, and urged party organizations at all levels in the system to improve their political positions. The rectification situation will continue to be tracked, supervised and inspected.
"In response to the sharp rise in the prices of bulk commodities such as iron ore and thermal coal, we promptly urge the Party Committee of the China Securities Regulatory Commission and the Party Committee of the Dalian Commodity Exchange to conscientiously perform their first-line supervisory responsibilities, monitor and judge the dynamics and potential risks of the commodity futures market, deepen internal governance, and effectively Maintain the smooth operation of the futures market." said the relevant person in charge of the discipline inspection and supervision team of the China Securities Regulatory Commission.
While supervising and strictly controlling the entrance of the capital market, the discipline inspection and supervision team stationed at the China Securities Regulatory Commission also conducted key supervision on improving the quality of listed companies and strengthening the crackdown on violations of laws and regulations.
"We promote the strengthening of supervision and law enforcement and investor protection from multiple levels of CSRC organs, exchanges and dispatched offices, effectively strengthen the crackdown on vicious securities violations such as disclosing false information, and effectively respond to social concerns." Disciplinary Inspection at the CSRC The relevant person in charge of the supervision team introduced that by issuing a special supervision reminder letter to the system department of the CSRC and the party committee of the exchange, it urged classified disposal, scientific and precise supervision in accordance with the law, and normalized promotion of special governance work such as stock pledge, illegal guarantee and capital occupation.
Driven by the resident discipline inspection and supervision team, the CSRC has conscientiously implemented the "Opinions on Strictly Crackdown on Securities Illegal Activities in accordance with the Law", and strictly and quickly investigated and dealt with a number of cases with high market attention and bad influence. The market ecology continues to be optimized.
The relevant person in charge of the discipline inspection and supervision team stationed at the China Securities Regulatory Commission said that they will conscientiously do a good job in the overall connection between anti-corruption and risk disposal in the capital market, conduct key supervision on risk disposal in key areas, and timely detect and urge the response to emerging and tendentious problems. We will further form a synergy of work, continuously improve the accuracy and effectiveness of political supervision, and coordinate to maintain the stable operation of the capital market.
Chen Hao, website of the Central Commission for Discipline Inspection and State Supervision Commission