Explore and improve the internal audit system
Full chain review improves case handling quality and efficiency
Our reporter Yang Hailong
"A staff member of the permit hall actually received more than 1 million intermediary benefits, and every transaction evidence must be locked up to complete an iron case." Recently, at the analysis meeting of the suspected bribery case by police officer Huang from Lixian Traffic Police Brigade, Changde City, Hunan Province, the county Said Dai Zhijian, deputy leader of the Disciplinary Inspection and Supervision Team and case internal examiner of the Disciplinary Inspection and Supervision Commission of the County Public Security Bureau.
Xu Chaoyun, a member of the Standing Committee of the Municipal Commission for Discipline Inspection and a member of the Supervisory Committee, who is in charge of case trials, introduced that in the past, after cases were transferred to the trial room, the return of supplementary evidence and the improvement of procedures were more frequent, which was time-consuming and labor-intensive and affected the quality of the case.
After the implementation of the internal audit system, both the quality and efficiency of case handling have been improved.
The high quality of case handling is the meaning of the high quality of discipline inspection and supervision work.
Disciplinary commissions and supervisory committees at all levels explored the establishment of an internal audit system, standardized all aspects of review and investigation, improved the internal control mechanism for case quality, and improved the quality and efficiency of case investigation.
After approval of each case, the Shanzhou District Commission for Discipline Inspection of Sanmenxia City, Henan Province will assign an internal auditor to the corresponding case division to conduct a comprehensive analysis and overall grasp of the overall situation of the case, review and check evidence materials, and avoid basic evidence Missing allows the case file to enter trial "with illness".
At the same time, the trial room appoints a special person to be responsible for the formal review, and review the cases from 19 aspects such as case handling procedures, subject identification data check, review and investigation measures, etc., and the cases that violate the procedures or do not meet the transfer conditions will be suspended. Accept or refuse to accept, guard the entrance to the trial.
"I just communicated with the trial office, and they think that the characterization of Yang in the investigation report needs to be discussed again." Yan Shixian, deputy director of the Eighth Disciplinary Inspection and Supervision Office of the Commission for Discipline Inspection of Donghai County, Jiangsu Province, said during the internal audit of the case of Yang defrauding the reconstruction subsidy for dilapidated houses. .
Subsequently, the investigation team re-analyzed the subjective and objective violations of discipline, the facts of the case, and the basis for application, and finally came up with unanimous handling recommendations.
It is reported that the disciplinary inspection and supervision offices of the Commission for Discipline Inspection and Supervision of the county (delegated to the disciplinary inspection and supervision team) have identified a case internal auditor, and communicated with the trial room in a timely manner through case consultation and information sharing. Evidence, qualitative, handling and procedures are reviewed to strictly control the quality of the case.
Last year, the county concluded 594 cases of violations of discipline and law, and no appeals were filed.
In order to give full play to the role of internal auditors, various localities explored the establishment of collaborative work mechanisms, formulated internal audit systems and strengthened implementation. The Commission for Discipline Inspection of Yongkang City, Zhejiang Province, relying on the regional cooperation mechanism, stipulates that each discipline inspection and supervision office shall specify a case internal auditor to handle clues, preliminary verification, case filing review and investigation, factual evidence, qualitative processing, etc. of the cases of each discipline inspection and supervision organization5 29 standards for each link are reviewed throughout the chain, and the quality of cases is monitored throughout the process. At the same time, the case trial room has carried out "topic" training for internal auditors through case analysis, business communication, and case guidance, and continuously improved the professional level of internal auditors. (Reporter Yang Hailong)