China Merchants Securities was investigated by the China Securities Regulatory Commission: the work of independent financial advisers was suspected of illegal activities

　　China News Service, August 13th, China Merchants Securities issued an announcement on the evening of the 12th that China Merchants Securities Co., Ltd. received the China Securities Regulatory Commission's "Notice of Filing" (Zheng Jian Li An Zi No. 0382022020) on August 12, 2022.

Announcement screenshot

　　The announcement shows that because the company failed to perform its duties diligently during the independent financial advisory business of Shanghai Feile Co., Ltd. Punishment Law and other laws and regulations, the China Securities Regulatory Commission decided to file a case against the company.

　　China Merchants Securities said that the company will fully cooperate with the relevant work of the China Securities Regulatory Commission, and at the same time perform information disclosure obligations in strict accordance with regulatory requirements, and the company's current operating conditions are normal.

(Zhongxin Finance)