Zhongxin Finance, April 14. According to the website of the Beijing Securities Regulatory Bureau, on the 14th, the Beijing Securities Regulatory Bureau issued a decision on ordering Legend Holdings Co., Ltd. to correct administrative supervision measures.

Beijing Securities Regulatory Bureau conducted an on-site inspection of Legend Holdings from September 8 to September 18, 2021, and found that the disclosure of periodic reports was not timely, the disclosure of temporary reports was not timely, and the equity pledges of individual subsidiaries were not listed in the relevant prospectus and periodic reports. Disclosure and other issues.

　　The specific questions are:

　　1. Periodic reports are not disclosed in a timely manner.

The company's 2020 annual report was disclosed on the Hong Kong Stock Exchange earlier than the domestic exchange's annual report on corporate bonds was released.

　　2. The interim report was not disclosed in a timely manner.

The company's proposed acquisition of the equities of Luxembourg International Bank was disclosed on the Shanghai Stock Exchange later than the Hong Kong Stock Exchange.

　　3. The equity pledge of individual subsidiaries was not disclosed in the relevant prospectus and periodic reports.

　　4. The company's operating and non-operating transactions are not clearly defined, and the disclosure of non-operating transactions or funds borrowing and lending is inaccurate.

　　At the same time, the Beijing Securities Regulatory Bureau found in its daily supervision that on March 31, 2022, the company issued the "Announcement of Annual Results for the Year Ending December 31, 2021" on the Hong Kong Stock Exchange, but the information was not traded in Shanghai Securities. The bond market disclosed simultaneously.

　　The above behavior violated Article 4 of the Administrative Measures for the Issuance and Trading of Corporate Bonds (2021), Article 4 of the Administrative Measures for the Issuance and Trading of Corporate Bonds (2015), and Article 10 of the Administrative Measures for the Information Disclosure of Corporate Credit Bonds Article 5 and Article 8 of the Guidelines for the Contents and Formats of Information Disclosure by Companies Offering Securities to the Public No. 38 - Contents and Formats of Annual Reports of Corporate Bonds.

It is hereby decided to take administrative supervision measures against Legend Holdings Co., Ltd. to order corrections.

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