China Banking and Insurance Regulatory Commission publishes the second batch of shareholders who violate major laws and regulations
China News Service, Beijing, December 11 (Reporter Wang Enbo) Following the disclosure of major illegal shareholders of banking and insurance institutions to the public for the first time in July this year, the China Banking and Insurance Regulatory Commission disclosed on the 11th the second batch of 9 shareholders with major violations of laws and regulations.
Equity violations are one of the root causes of chaos in the financial market, which can easily lead to opaque and irregular equity relationships in financial institutions and interfere with the normal operation of financial institutions.
In recent years, the China Banking and Insurance Regulatory Commission has focused its efforts on the management of equity chaos in the banking and insurance industry, carried out special rectification of equity and related-party transactions, attacked and dealt with a number of equity violation cases, adopted administrative penalties, regulatory measures, revoked administrative licenses, and transferred suspected cases to judicial authorities Criminal clues and other regulatory methods have punished shareholders in violation of laws and regulations in accordance with the law, forming an effective deterrent to the market.
The China Banking and Insurance Regulatory Commission stated that this disclosure adheres to the principle of compliance with laws and regulations, combined with recent law enforcement, to resolutely disclose to shareholders with serious violations of laws and regulations and severe social impact.
The shareholders named are: Dongying Zhuozhi Software Co., Ltd., Shandong Aisite International Trade Co., Ltd., Tibet Century Dingtian Investment Management Co., Ltd., Tai'an Taishan Xiangsheng Technology Development Co., Ltd., Jinan Sanwang Plastic Co., Ltd., Xuansheng Capital Holdings Co., Ltd., Inner Mongolia Fuxin Hotel Co., Ltd., Changsha Hongjian Real Estate Co., Ltd., China Zhengtong Automobile Service Holdings Co., Ltd.
The above-mentioned violations of laws and regulations by shareholders mainly include: First, the source of the capital for the shares does not meet the regulatory requirements; Second, the preparation and provision of false materials; Third, the related-party shareholding exceeds the regulatory ratio limit; Fourth, the illegal related-party transactions or seeking improper benefits; Fifth, shareholders Or the actual controller is involved in crimes involving gangs and crimes; Sixth, the administrative license is obtained by improper means.
The China Banking and Insurance Regulatory Commission stated that the next step will be to fight the tough battle to prevent and defuse financial risks, serve the structural reform of the financial supply side as the goal, adhere to the three bottom lines of "long-term stability", "transparency and integrity", and "fairness and reasonableness", tighten shareholder access, and strengthen shareholder constraints , Optimize the shareholding structure, solidly carry out the special rectification of bancassurance equity and related-party transactions, "look back", urge the implementation of problem rectification, continue to severely crack down on deep-level high-risk issues such as capital fraud, illegal holdings, and transfer of benefits, and increase the impact on institutions and The penalties for those responsible are strictly regulated to effectively improve the quality of capital and the transparency of corporate governance, improve the level of compliance and internal control of bancassurance institutions, and enhance the ability to prevent and defuse financial risks.
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