The Financial Supervisory Service is in the process of inspecting KB Securities in relation to the situation of the Lime Asset Management Fund.
According to the financial investment industry on the 6th, the Financial Supervisory Service has been conducting a written inspection against KB Securities since the 2nd.
Considering the situation of coronavirus infection-19 (corona19), a written test was conducted instead of a field test.
This is the second time since October last year that the Financial Supervisory Service has conducted an inspection on KB Securities in relation to the situation of the Lime Asset Management Fund.
The Financial Supervisory Service conducted an inspection against Lime Asset Management in August of last year, and conducted an inspection against KB Securities and Shinhan Financial Investment in October of that year.
It is known that KB Securities is looking at incomplete sales and internal controls to see if KB Securities sold the related fund even if it knew of the failure of the Lime Asset Management Fund.
(yunhap news)
Financial Supervisory Service, Lime Fund-related KB Securities Written Inspection
2020-04-06T08:51:40.290Z
The Financial Supervisory Service is in the process of inspecting KB Securities in relation to the situation of the Lime Asset Management Fund. According to the financial investment industry on the 6th, the Financial Supervisory Service has been conducting a written inspection against KB Securities since the 2nd. Considering the coronavirus infection-19 situation, a written inspection was conducted instead of a field inspection.
Source: sbskr