Advisory to the Financial Services Agency to order a surcharge of 2.4 billion yen to Nissan Securities Monitoring Commission Dec. 10 17:52
In a case where former Ghosn Ghosn of Nissan Motor stated that his remuneration was described in the securities report in a small amount, the Securities and Exchange Surveillance Commission ordered the surcharge of 2.4 billion yen against Nissan as a corporation. Recommended.
Nissan has been charged with criminal charges by the Securities and Exchange Surveillance Committee for allegedly including less than 9.1 billion yen in the securities report for 8 years until 2017 for the remuneration of former chairman Carlos Ghosn (65) By January, he was charged with the former chairman for violating the Financial Instruments and Exchange Act.
As a result of the investigation by the Surveillance Committee regarding Nissan's administrative sanctions in this case, it was found that the securities report for four years up to FY2017, which is not subject to the sanctions of the surcharge, is a false statement that violates the Financial Instruments and Exchange Act. Judgment and advised the Financial Services Agency to order a surcharge of 2,424 million yen.
According to the Surveillance Committee, the amount of the original surcharge is approximately 4 billion yen, but Nissan has reported the violation voluntarily before the inspection of the surveillance committee on administrative punishment began, to over 2.4 billion yen It means that reduction of is accepted.
The surcharge recommended by the Oversight Committee for misstatements in securities reports is the second in the past, after just over ¥ 7.3 billion against Toshiba, which was recommended four years ago.
Nissan "Strive to strengthen governance"
Nissan will take the recommendation seriously and will consider the response as soon as the official notice is received from the Financial Services Agency. Unless otherwise specified, the policy is to accept the facts and the amount of the surcharge to be paid. I would like to apologize to all those concerned for the great inconvenience. We will continue to strive to further strengthen governance and manage in compliance. "
Nissan, on the other hand, reported that it has already submitted and voluntarily submitted a report that corrects the contents of executive compensation for the false statements in the securities report subject to the recommendations of the Securities and Exchange Surveillance Committee. The